Maritime geostrategy – for small powers
Published on by James Rogers
A few years ago, Asle Toje, the Director of Research at the Norwegian Nobel Institute in Oslo, argued – with great foresight – that the European Union, far from emerging as the global power that many hoped it would become, was in fact descending into a small power. He claimed that Brussels had acquired a reactive, helpless persona, far removed from the vision of the late 1990s of a European superpower, animated by a British-French style of strategic and security culture, and exercising its influence – European influence – across the globe.
A few days go, Jonathan Holslag – a China watcher – attempted to fire a shot across the bows of small power thinking with an insightful working paper on European interests ‘East of Suez’. In many ways, his paper bears some resemblance to a report I crafted while working at the European Union’s Institute for Security Studies three years ago. In this paper, I argued that the changes taking place there would have a profound impact not only on the Indo-Pacific itself, but also the European Union. The rise of China, in particular, and the subsequent withdrawal of the United States from Europe, and its entrenchment in East Asia, meant – I claimed – that the European Union would have to assume a wider, sea-based and geopolitically-sophisticated foreign policy.
Holslag certainly agrees with me in part. He accurately argues that, for the most part, European maritime interests will be concentrated in what he describes as a ‘middle corridor’ (or what I described, three years ago, as the ‘Geostrategic Funnel’), which will require – for obvious reasons – closer relations with India. He also argues that Europeans must pay greater attention to their naval assets and the importance of maritime security and sea power. In short, he claims that the European Union needs to assume a larger dispensation for maritime geostrategy. However – like many Europeans – he fails to adequately link the dots, not least by simply writing off entire geopolitical theatres as being too remote and difficult to deal with.
The indifference shown by many Europeans to particularly important, though often distant, geopolitical zones is a mistake – and a classic error of small powers (albeit an error for which they must be forgiven, given their lack of power). China’s geostrategic interests in the Middle East, Sudan and East Africa are pulling Beijing, albeit gradually, towards and into traditional areas of European concern, including the very ‘Middle Corridor’ (or ‘Geostrategic Funnel’) Holslag seems so concerned about. Not only does this mean that the two oceans – the Pacific and the Indian – and their littorals are being linked together in dynamic strategic synthesis, but it also implies that one cannot be considered without the other. In short, Europeans must not ignore the Pacific theatre, which is compounded by the fact that some European countries – such as France and the United Kingdom – have strategic interests there, like overseas territories, military facilities (such as those in Nepal, Brunei and Singapore) and security commitments to other nations (through the Five Powers Defence Arrangements).
Furthermore, and perhaps most importantly, many European analysts often fail to escape another hallmark of the approach taken by small powers, namely a ‘terrestrial’ geostrategy. The point is that the global maritime environment is not like the environment surrounding the Low Countries or mainland Europe; command of the sea cannot be understood – as Nicholas Spykman pointed out – as an extrapolation of control of the land. Rather, sea power must be conceptualised differently: because of the mobility of warships, the control of littoral areas, even those nearby, means that a maritime nation must utilise nodal points and connecting lines – otherwise known as naval stations and maritime routes – to command a far wider area.
Thus, while the Mediterranean Sea may remain – due to its proximity – the most important littoral area for Europeans, any strategy for its protection mandates an expansive approach. With its limited resources, a small power might seek only control over critical access points, in the form of the Dardanelles, the Suez Canal and the Strait of Gibraltar (over which the British already have control, with their naval/air station at Gibraltar, air station on Cyprus, and alliance with Turkey), but a great power (like the United Kingdom) places this control into a wider maritime schema. This is because control of a proximate maritime zone – like the Mediterranean – requires depth defence, namely command over both the Indian and Atlantic oceans. In turn, this makes necessary a secure maritime environment in the Pacific. Potential enemies must be kept as far away as possible, not invited in; European warships and naval stations – forwardly deployed, and in co-ordination with democratic allies – are the means to that end.
Unfortunately, though, none of this really matters any more. For we must go back to where we started: after stinging and uncoordinated military cuts, most of the European Union’s Member States, including even France, have chosen – perhaps now almost irrevocably – to become small powers. Berlin’s veto of London’s proposed merger of BAE Systems and EADS, which would have paved the way for European military-industrial consolidation and greater economies of scale, as well as the creation of the world’s largest integrated armaments company, has only served to cement the European Union’s position as a small power. Further, the deal’s collapse will likely drive the British away in search of more trustworthy and serious strategic allies elsewhere, further reducing Brussels’ ability to bite.
Thankfully, unique amongst the European powers, the United Kingdom has chosen to remain a great power. With its next generation of nuclear weapons; its 65,000 tonne supercarriers (HMS Queen Elizabeth and HMS Prince of Wales) and fifth-generation stealth strike-fighters; its advanced amphibious capabilities; its hunter-killer nuclear submarines, signified by the menacing appearance of HMS Ambush, armed with a battery of cruise missiles; its world-beating anti-air warfare destroyers, personified by HMS Daring’s sleek stealthy lines and revolutionary ‘Sea Viper’ missile system; its new global combat ships, which will soon be ordered; and its next generation of 40,000 tonne replenishment vessels, which will supply the Royal Navy’s future expeditionary groups, British naval reach looks relatively secure.
So maybe all is not lost: the European Union’s Common Security and Defence Policy will still emerge as promised, but not in the way initially intended. Rather than the British working with their mainland allies to serve the European interest, the mainland Europeans will come to serve the British interest. These small powers’ little gunboats will putter about to provide security in the Mediterranean and the Red seas, leaving the British free to work in partnership with other great powers – such as the United States, India, Japan and South Korea – to command the open ocean, which remains the true source of wealth and power.
If only British were not merely a lieutenant of the United States. Plus I get the feeling Europeans will have graver political issues to worry about than geopolitical dominance of the world in the next couple of years.
That mainland Europeans will be squabbling amongst themselves will only empower the British; the point, however, is that the European Union needs a British-style ‘great power’ maritime geostrategy if it is to be successful in the decades ahead. If mainland European countries keep cutting their armaments budgets and fail to invest in new capabilities, the European Union will become very vulnerable, particularly in distant theatres.
I wonder whether the British public is truly happy about the British naval force while its economy is in a deep recession, or is it just the author?
Furthermore isn’t this the sole problem of the European mainland? I don’t understand where the British interest lies in a strong European mainland. After all Britain only would have to share the wealth with the other maritime forces in the future.
As but a single member of the British public, I can only speak for myself, but my answer is: ‘yes’.
@Babels: Britain’s economy depends on the sea for its very existence. Ninety-five percent of all goods come and go by sea. The British have to be interested in the Royal Navy, and most of the public do support the Armed Forces strongly. Britain needs the mainland to be prosperous, because half of its trade is conducted there, particularly in financial services. If the mainland is poor, Britain will suffer.
Hate to break it but it’s been a long time since Britannia ruled the waves, be it in the Atlantic, Pacific or Mediterranean. Of the two aircraft carriers under construction for the Royal Navy, one is rumoured will be put at extended readiness, a politically correct version of mothballed. Either that or it will only have helicopters operating from its deck surely making it the world’s most expensive helicopter carrier.
Those European small powers little gunboats?! Spain alone has five Álvaro de Bazán class Aegis combat system air defence frigates, similar in capability to the Type 45, if not even more capable as they are actually equipped with eight anti-ship missiles, as opposed to the Type 45 which are fitted ‘for but not with’. They might not have the sexy sleek lines of Daring, but they’ll do the job.
The combined naval strenght of eurozone countries includes:
1 large aircraft carrier already operational (Charles de Gaulle, France)
1 smaller aircraft carrier already operational (Cavour, Italy)
4 SSBN nuclear ballistic missile submarines with nuclear warheads
16 air defence frigates (Type 45 equivalent)
50 multi-purpose or anti-submarine frigates (Type 26 equivalent)
11 amphibious assault ships or landing helicopter docks
6 nuclear attack submarines (under construction to replace 6 ones active)
24 SSK submarines (operational or under construction)
…and countless other corvettes, ocean patrol vessels, support ships, etc.
Other than the United States Navy, there’s no other navy out there currently or in the near future who will come close to being able to challenge the continental European navies’ combined strenght.
sgt pep: Thank you for your intervention. Unfortunately, it’s not a case of simply counting up ships. Aside from the fact that the British Naval Service is almost the same size in gross tonnage as the next three largest mainland European navies combined, its ships are larger, more capable and are sustained by a wider and more sophisticated logistical infrastructure. What’s more, the British are actually willing to use their naval forces for overseas combat operations, and have a proven track record, being one of the only navies since the end of the Second World War to have been involved in maritime warfare – in the South Atlantic, 15,000kms from the home islands. And in any case, gathering together the continental European navies is pretty meaningless: firstly, they do not operate as an integrated fighting force (you might as well group together a number of random countries and claim they are larger than any other navy bar that of the United States); secondly, most other European countries – unlike the British – get jittery of actually using their armed forces; for example, the Germans needed a big debate even for sending in attack helicopters to dislocate pirates in Somalia.
NB: In April the government stated that both carriers would probably be put into operation (and even if one were put in extended readiness, at least the British will have one supercarrier in operation all the time, unlike France or Italy who will lose their carriers for a year or so every so often as they go into refit). Moreover, a Type 45′s ‘Sea Viper’ missile defence system is rumoured to be more capable than the Aegis system, which – although have gone through many upgrades – is now around two decades old.
James,
Continental European navies are operating as an integrated fighting force as we speak, off the coast of Somalia in Operation Atalanta. Every major EU navy is or has been a part of that task force including the Royal Navy and the German navy. Continental European navies could (and would) operate as an integrated fighting force should core European interests be threatened. The UK would probably join in the fun as they share the same core interests. They are bound to aid one another by NATO and EU obligations.
Germany’s reluctance to use force is understandable given their history, and in any case they have made huge progress in that respect.
The Royal Navy, although a shadow of its former self, is still a more capable force than other individual EU navies, except maybe France. But its capabilities pale in comparison to what other big powers are able to bring to the table, namely USA/Japan (currently) and China/India (in the future).
Your vision of the British roaming the seas with other great powers – such as the United States, India, Japan and South Korea – is wishful thinking. I suspect none of those countries really cares about the Royal Navy unless it furthers their own self interests, and each will pursue their own interests as they see fit.
India sees itself as an emerging great power and doesn’t seem to care much about the UK (see India’s finance minister Pranab Mukherjee stating the country should ‘voluntarily’ give up the £280million a year it receives from Britain; or France’s Rafale winning the tender for India’s fighter aircraft instead of Eurofighter backed by Britain).
American and British interests have diverged in the past and will increasingly diverge in the future. Didn’t Americans humiliatingly blackmail the UK and France into abandoning their plans during the Suez intervention in 1956? Didn’t the UK refuse to send troops to support the USA in Vietnam despite American insistence? Didn’t Americans only reluctantly agree to participate in Libya (leading from behind) and then only in a supporting role despite British/French insistence? That’s the shape of things to come.
At the end of the day, no single individual European nation matters much in the scheme of great powers, and it will be even more so in the future. Only together will Europeans be able to have influence to protect and further their interests.
sgt pep: No, you are quite mistaken. The small naval flotilla operating off the coast of Somalia is not a fighting force. It is a small group of ships (never more than a handful, with one or two replenishment vessels in support) undertaking constabulary duties. It is commanded from the Permanent Joint Headquarters in Northwood, near London (the European Union does not have its own operating headquarters, other than a tiny embryonic ‘planning cell’ in Brussels). The small Atalanta flotilla is not a fighting force: it can barely intercept pirate vessels, let alone hostile enemy combatants. It is also heavily constrained – courtesy of Berlin – in the type of ‘combat’ missions it can even undertake. Its helicopters cannot strike pirates if they are most than two kilometres from the shore.
Equally, I don’t think Germany’s supposed reluctance to use for is any longer understandable. Many years have passed since the end of the Second World War. It is time to move on. And no, Germany has made little progress: even though the German economy has grown since 2008, the German military budget has fallen. What is more, the Libya conflict revealed that Germany would not engage in military operations, even when a massacre looked imminent in the European neighbourhood. So much for common European interests…
I realise your attempt to ‘demote’ the British fits with your wider agenda. However, the British do continue to roam the seas with the other great powers; the Royal Navy is the only other navy except for the United States Navy that has proven itself capable of large long-range deployments. The last was in 2009 when a large expeditionary force was sent to the Far East to take part with training operations with the navies of the Five Powers Defence Arrangements. You can see some pretty impressive photos of that here.
Britain has the world’s fourth largest military expenditure. What is more, most of that is spent on high-end expeditionary capabilities (unlike China or Russia, which spend the mainstay of their outlay on their armies and internal security forces), which no other European country possesses (even France – look for example at the differences between the new Astute and Barracuda class submarines…).
James: Thank you for your feedback. I note however that you didn’t address some of the points I made about divergent interests between Britain and other powers such as India and the United States with whom the Royal Navy will supposedly rule the oceans.
You don’t need £3 billion aircraft carriers and £1 billion nuclear submarines to fight pirates off the coast of Somalia. The small Atalanta flotilla is made up of exactly the kind of ships needed for the mission: frigates and patrol vessels supported by maritime patrol aircraft. For other type of missions European Union countries would send better equipped ships. I don’t think any military out there is looking forward to sending troops to Somalia; the last time the Americans paid a visit they didn’t really have a good time. True, the European Union does not have any joint military headquarters but France, Germany, Italy, Spain, Poland and many other European countries support the creation of one, and I don’t think Britain will be able to veto it forever. Eventually those countries will bypass British vetoes as they have done in other matters.
Germany was not particularly eager to be dragged into what could have possibly become another Afghanistan-style military intervention and nation building adventure in Libya. But in case you haven’t noticed, there’s been another massacre going on for more than a year in the ‘European neighbourhood’ (Syria), which has taken the life of thousands of innocent civilians, and I haven’t seen the Royal Navy (or any other) rush to protect those poor Syrians. So please don’t be too hasty in your judgement. At the end of the day, countries make cold assesments of trade offs between interests, costs and risks. Germany does this, and so does Britain. Platitudes about massacres and human rights are just that.
The Royal Navy is still quite a capable force, particularly in the European context, no doubt about that. But the Falklands war took place three decades ago. And Argentina hardly qualifies as a near peer competitor or a difficult challenge. France could probably pull off a similar operation, since they have an operational aircraft carrier, landing helicopter docks, air defence destroyers, frigates, nuclear submarines, support ships, marine troops, etc. So Britain is not unique in that respect in Europe. And a combined continental European force would be even more capable than anything Britain could come up with on its own.
I don’t wish to demote the British. I believe Britain is a great nation and could be a leader within the European Union on par with France and Germany if only they abandoned their imperial delusions and played a constructive role. But they seem to be a lot more confortable slavishly following America’s orders and pretending to ‘punch above their weight’.
sgt pep: I don’t really think there are divergent interests between the British and Americans. What there will be over the next twenty years is a divergence of focus: the United Kingdom will become increasingly dominant in and around Europe and the North and South Atlantic. It will provide – along with France – strategic enablers while the other little countries putter around in their gunboats. This is what is happening – as you yourself point out – already off the coast of Somalia: the United Kingdom is providing the Permanent Joint Headquarters for Atlanta, while all the little European navies provide the gunboats. Likewise, the British and French provided the majority of the firepower for the Libya intervention and have today completed a large training exercise – ‘Corsican Lion‘ – in the Mediterranean to further the development of the British-French Combined Joint Expeditionary Force. And that the British will provide the strategic enablers, while the other Europeans provide less-powerful assets, was precisely the point of my original commentary.
I’m afraid I shall not respond substantively to your final point. Britain does not have imperial delusions and does not slavishly follow the Americans. It does what it can do as the world’s second strongest ‘power projector’.
The British will have to increasingly cooperate with France and yes what you call other “little” European countries, such as Germany, Italy, Spain, Poland, the Netherlands, whose individual military capabilities might not be up there with British/French ones, but whose combined strength is still formidable. No individual European nation has the power to act alone anymore, not even the UK or France. Individually they might succeed in making their interests prevail (through influence or force) against small nations in Latin America or 3rd world countries in Africa, but against more challenging middle ranking powers, let alone great powers, they will struggle.
The Europeans (Western and Eastern) spent 4 decades being pawns in the chess board game of 2 superpowers during the Cold War, with very little say or influence in their own destiny. In order to avoid this situation from happening we must be united.
sgt pep: Okay. You support that if you think it’s the way forward. But unity is not necessarily power and strength. Weak, fragmented and insular empires do not tend to last very long. Smaller, more nimble and tightly integrated nation-states with a powerful sense of their history and their destiny, combined with self-belief, tend to succeed. As I’ve said before, I am a pro-European, but I do not support integration unreservedly. My primary loyalty is to the United Kingdom. I rather suspect that the European Union will still be where it is today in a decade from now: weak, fragmented and marginalised, irrespective of what happens to the United Kingdom. Of course, I would like it to be strong and robust, but that requires determined leadership at both the European and Member State levels. Let us hope it emerges!
I do not know why I am awake at this time…
But anyway I am afraid I have to agree with James here but I do support closer unity for the military side. What would the German, Italian, Spanish, Polish and Dutch forces be able to muster? Have they ever worked together on this size before in the last ten years? Are their forces ready to operate?
Now onto the French. The French have a very capable armed forces but it is still lagging behind Britain but does succeed it in a few areas. The naval task force looks very weak though, we do not know if it would be capable of providing sufficient ASW and AAW coverage in comparison to a British version (the much more capable Type 45 and Type 23). The task force also looks heavily undermanned due to their premier escort units numbering so little for the generation of vessels. But the French forces do have one advantage, a CTOL carrier (but only one so may not always be available for operation which is risky) and much better equipped amphibious vessels (the Mistral-class). But these can only provide so much if there is not adequate escorts as they will not be able to venture into high risk environments.
Britain also has much more experience in conflict then most of the countries that have been mentioned. During the invasion of Iraq, British forces carried out operations very successfully. But we can only assume France and other countries within Europe can carry out such operations but they have not tested their worth. France has provided great support to ISAF operations in Afghanistan but these have not been at the same intensity as the British and have not been as successful following their withdrawal. This is similar with Germany being in a less demanding area have had much more success. Not only this but Britain’s involvement in Afghanistan was much larger and faced many logistical issues due to the countries landlocked nature.
But in the future I want to see the United Kingdom taking a lead within Europe and especially on defence matters. They should aim to make sure European partners pull their weight and begin to be serious about expanding Operation Atlanta and using that almost as an exercise to promote closer cooperation between European powers. While Britain’s work with the French on operating a joint expeditionary force must be expanded to include more European partners. The United Kingdom I will agree is not the sea faring power it once was but it has one hell of a lot to offer and potentially provide the framework or core of these joint forces. Another important element Britain should look to lead in would be standardisation across Europe that will ease logistics and simplify training and joint exercises and operations between partners. This is an area where NATO should have been more affective and has only provided the standardisation of rounds of small arms ammunition.
Ali